A Financial Technology and Services company headquartered in New York City is looking to hire an IT Audit Manager to join their team on a full -time basis. This position will be a key member of the Internal Audit team which serves as an independent function to the business. The Audit Manager will support the Senior Audit Managers in providing risk -based integrated audit coverage and independent assessment of the effectiveness of key processes, controls and risk management across the enterprise. IA's ways of working reflect the requirements of the company?s designation as a Strategically Important Financial Market Utility (SIFMU). The requirements of the Audit Plan are diverse and challenging and the Audit Manager will be primarily focussed on audit execution. It is important that the Audit Manager be versatile and flexible in working in a team on a larger/complex audit, or individually on less complex audits under the direction of the Senior Audit Manager. Importantly, the Audit Manager will be expected to have a good understanding of financial services business practices and will be able to contribute to integrated audits of the company?s various business divisions.
Develop and maintain working relationships with peers across the organization.
To monitor strategic developments within the company and highlight any unidentified risks or potential control issues.
Execution of planning and testing for complex audits and high -level reviews, including designing test strategies, audit test papers and drafting of audit findings.
Validation to confirm management?s remediation of audit and regulatory issues
Tracking of management?s remediation activities
Actively contributing to the ongoing improvement of audit practices and methodology
Proactively maintain knowledge, skills and disciplines, with on -going professional development.
Maintain the professional standard of the Internal Audit function and work within its agreed Terms of Reference and IIA standards/guidelines, Charter and Mandate.
Demonstrate adaptability to ensure that the audit focus is maintained on key issues, under the guidance of audit senior management.
Bachelor's Degree in Computer Science, Computer Engineering, Information Technology or related field of study preferred
Experience working within Internal Audit in a financial services environment (ideally banking) and / or financial and operational audit experience across a range of business audits in a financial institution.
Ability to provide technical subject matter expertise during integrated operational audits.
Strong analytical skills.
Experience of dealing with all levels of management.
Excellent communication skills, both written and verbal.
Experience and understanding of regulatory requirements, e.g. FRBNY.
Strong IT security and technical knowledge with approximately 5 years of experience within the industry
Working experience with common security/technology risk frameworks, for instance, ISO 27000, NIST, and CIS Critical Security Controls, COBIT, IIA GTAG,
Working experience with regulatory standards / requirements (US, UK) i.e. GDPR, BCBS 239, FFIEC 101, 3402, CHAP
Working experience and/or knowledge of cloud, block chain, high volume transaction systems,
Working experience and/or knowledge of application controls, input/output, configuration, application controls